Financial Advisors & Wealth Managers
🔑 Pain: Compliance-heavy manual intake
Compliant Prospect Intake — Zero Paperwork
KYC, suitability, risk assessment, and audit trail — all handled automatically before the first advisor meeting.
🔑 Compliant Prospect Intake Wizard
Step through a fully compliant pre-qualification — FrontPilot handles suitability, KYC, and disclosure checks.
Step 1 of 3 — Basic Information
⚠️ KYC verification, risk tolerance assessment, and suitability check will follow.
What FrontPilot AI delivers for your firm
From first touch to routed lead — all automated, all structured.
🛡️ Built-in regulatory compliance
KYC, suitability, risk assessment — every intake step meets SEC and FINRA standards.
📝 Automated ADV & disclosure delivery
Required documents generated and sent automatically before the first meeting.
🔍 Prospect qualification at scale
Assets, goals, timeline — pre-qualify before an advisor ever touches the phone.
📋 Full audit trail
Every interaction logged, timestamped, and stored. Ready for regulatory review.